BALLAST SMALL/MID CAP ETF - Security Detail

Period	Total Value	Value Change	Total Holders	Holder Change
2024-06-30	$0.10B	-	39	-
2024-09-30	$0.11B	+5.1%	38	-2.6%
2024-12-31	$0.09B	-14.7%	32	-15.8%

Institution	Value	Shares	% of Portfolio
CONSOLIDATED PLANNING CORP	$23.6M	568K	3.2%
LOKKEN INVESTMENT GROUP LLC	$6.5M	157K	2.8%
HEDEKER WEALTH, LLC	$5.3M	128K	1.3%
CAPE INVESTMENT ADVISORY, INC.	$3.1M	75K	1.2%
SPRINGVEST WEALTH MANAGEMENT LLC	$0.3M	7K	0.3%
FRONTIER ASSET MANAGEMENT, LLC	$0.8M	18K	0.3%
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	$1.4M	34K	0.1%
GTS SECURITIES LLC	$1.5M	36K	0.1%
ARGENT TRUST CO	$1.5M	35K	0.1%
SPC FINANCIAL, INC.	$0.7M	16K	0.1%
WAVERLY ADVISORS, LLC	$3.4M	81K	0.1%
HERITAGE TRUST CO	$0.4M	10K	0.1%
HIGHTOWER ADVISORS, LLC	$19.8M	476K	0.0%
INTEGRATED ADVISORS NETWORK LLC	$0.6M	14K	0.0%
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	$2.3M	54K	0.0%
CAPITAL ADVISORS, LTD. LLC	$0.1M	3K	0.0%
BENJAMIN EDWARDS INC	$1.1M	25K	0.0%
ROCKEFELLER CAPITAL MANAGEMENT L.P.	$5.1M	123K	0.0%
STIFEL FINANCIAL CORP	$7.5M	179K	0.0%
UBS GROUP AG	$0.0M	0K	0.0%
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$0.0M	0K	0.0%
FMR LLC	$0.0M	0K	0.0%
WELLS FARGO & COMPANY/MN	$0.0M	0K	0.0%
ENVESTNET ASSET MANAGEMENT INC	$3.4M	82K	0.0%
BAIRD FINANCIAL GROUP, INC.	$0.2M	5K	0.0%

Ticker	Exchange	Security	Similarity Score	Common Holders	Total Holders
PYLD	US	PIMCO MULTISECTOR BOND ACTV	0.009	2	235
JAAA	US	JANUS HENDERSON AAA CLO ETF	0.004	2	481
BIL	US	SPDR BLOOMBERG 1-3 MONTH T-B	0.002	2	806
SCHB	US	SCHWAB US BROAD MARKET ETF	0.002	2	836
JEPI	US	JPMORGAN EQUITY PREMIUM INCO	0.002	2	870
KMI	US	KINDER MORGAN INC	0.002	2	1176
SPY	US	SPDR S&P 500 ETF TRUST	0.001	4	2907
SPGI	US	S&P GLOBAL INC	0.001	2	1520
QQQ	US	INVESCO QQQ TRUST SERIES 1	0.001	3	2323
NVDA	US	NVIDIA CORP	0.001	4	3653
AVGO	US	BROADCOM INC	0.001	3	2753
AAPL	US	APPLE INC	0.001	4	3956
MSFT	US	MICROSOFT CORP	0.001	4	4177
BRK/B	US	BERKSHIRE HATHAWAY INC-CL B	0.001	3	3146
META	US	META PLATFORMS INC-CLASS A	0.001	3	3331
GOOGL	US	ALPHABET INC-CL A	0.001	3	3527
MA	US	MASTERCARD INC - A	0.001	2	2463
AMZN	US	AMAZON.COM INC	0.001	3	3975
COST	US	COSTCO WHOLESALE CORP	0.001	2	2728
WMT	US	WALMART INC	0.001	2	2762
PG	US	PROCTER & GAMBLE CO/THE	0.001	2	2815
V	US	VISA INC-CLASS A SHARES	0.001	2	3025
GOOG	US	ALPHABET INC-CL C	0.001	2	3169
JPM	US	JPMORGAN CHASE & CO	0.001	2	3229