RETAIL OPPORTUNITY INVESTMEN - Security Detail

Security Name:	RETAIL OPPORTUNITY INVESTMEN
Ticker:	ROIC
Security Type:	OTHER
Exchange:	US
CUSIP:	76131N101

Period	Total Value	Value Change	Total Holders	Holder Change
2024-06-30	$1.54B	-	231	-
2024-09-30	$1.93B	+25.4%	233	+0.9%
2024-12-31	$2.06B	+6.9%	211	-9.4%

Institution	Value	Shares	% of Portfolio
FIRST TRUST CAPITAL MANAGEMENT L.P.	$92.2M	5,308K	7.0%
NEXPOINT ASSET MANAGEMENT, L.P.	$50.5M	2,908K	5.7%
STRATEGY ASSET MANAGERS LLC	$14.1M	811K	2.7%
WATER ISLAND CAPITAL LLC	$22.8M	1,311K	2.5%
GLAZER CAPITAL, LLC	$33.2M	1,914K	2.3%
RBO & CO LLC	$12.9M	740K	2.1%
QUINN OPPORTUNITY PARTNERS LLC	$25.4M	1,464K	1.7%
BARDIN HILL MANAGEMENT PARTNERS LP	$3.3M	189K	1.6%
CLEARALPHA TECHNOLOGIES LP	$2.1M	119K	1.4%
ALPINE ASSOCIATES MANAGEMENT INC.	$23.4M	1,350K	1.4%
CIBRA CAPITAL LTD	$2.0M	115K	1.4%
HARVEST MANAGEMENT LLC	$2.4M	140K	1.2%
YAKIRA CAPITAL MANAGEMENT, INC.	$3.1M	180K	1.1%
TRANS-CANADA CAPITAL INC.	$10.1M	279K	1.0%
PICTON MAHONEY ASSET MANAGEMENT	$27.3M	1,575K	0.8%
GARDNER LEWIS ASSET MANAGEMENT L P	$2.8M	159K	0.7%
GABELLI & CO INVESTMENT ADVISERS, INC.	$3.0M	173K	0.5%
TIG ADVISORS, LLC	$7.3M	420K	0.5%
BCK CAPITAL MANAGEMENT LP	$0.7M	40K	0.5%
AQR ARBITRAGE LLC	$20.0M	1,154K	0.4%
PHOCAS FINANCIAL CORP.	$0.6M	33K	0.4%
THIRD AVENUE MANAGEMENT LLC	$1.6M	90K	0.3%
SAGEFIELD CAPITAL LP	$2.4M	137K	0.3%
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC	$10.1M	581K	0.2%
WINTON GROUP LTD	$2.6M	151K	0.2%

Ticker	Exchange	Security	Similarity Score	Common Holders	Total Holders
AAM	US	AA MISSION ACQUISITION COR-A	0.048	2	42
ANSC	US	AGRICULTURE & NATURAL SOLUTI	0.038	2	53
AACT	US	ARES ACQUISITION CORP II	0.036	2	55
B	US	BARNES GROUP INC	0.036	8	223
HYAC	US	HAYMAKER ACQUISITION CORP 4	0.035	2	57
ATSG	US	AIR TRANSPORT SERVICES GROUP	0.034	6	175
HCP	US	HASHICORP INC-CL A	0.030	8	263
PSTX	US	POSEIDA THERAPEUTICS INC	0.028	3	106
SMAR	US	SMARTSHEET INC-CLASS A	0.028	9	321
BALY	US	BALLY'S CORP	0.028	3	108
CDMO	US	AVID BIOSERVICES INC	0.028	5	181
SUM	US	SUMMIT MATERIALS INC -CL A	0.027	9	338
EVRI	US	EVERI HOLDINGS INC	0.026	5	190
PDCO	US	PATTERSON COS INC	0.026	7	272
ARCH	US	ARCH RESOURCES INC	0.026	5	195
ZUO	US	ZUORA INC - CLASS A	0.025	5	197
ESGR	US	ENSTAR GROUP LTD	0.024	6	246
SRDX	US	SURMODICS INC	0.023	3	128
AGS	US	PLAYAGS INC	0.022	3	139
ML	US	MONEYLION INC	0.021	3	146
GATO	US	GATOS SILVER INC	0.020	2	99
AMED	US	AMEDISYS INC	0.020	5	252
FYBR	US	FRONTIER COMMUNICATIONS PARE	0.019	6	319
CCRN	US	CROSS COUNTRY HEALTHCARE INC	0.019	3	162
ALTR	US	ALTAIR ENGINEERING INC - A	0.018	5	272