FIRST TRUST TCW SEC PLUS ETF - Security Detail

Period	Total Value	Value Change	Total Holders	Holder Change
2024-06-30	$0.05B	-	39	-
2024-09-30	$0.05B	-5.3%	31	-20.5%
2024-12-31	$0.05B	+8.9%	30	-3.2%

Institution	Value	Shares	% of Portfolio
GUIDED CAPITAL WEALTH MANAGEMENT, LLC	$6.2M	300K	5.7%
GDS WEALTH MANAGEMENT	$18.7M	905K	1.7%
LEGACY CG, LLC	$4.9M	239K	1.5%
PUFF WEALTH MANAGEMENT, LLC	$0.6M	30K	1.1%
RIK SAYLOR FINANCIAL, INC.	$0.6M	27K	0.5%
TCFG WEALTH MANAGEMENT, LLC	$0.4M	17K	0.2%
ALTFEST L J & CO INC	$1.4M	67K	0.2%
PREPARED RETIREMENT INSTITUTE LLC	$0.3M	13K	0.2%
STRATEGIC FINANCIAL PARTNERS, LTD.	$0.3M	14K	0.2%
RUNNING POINT CAPITAL ADVISORS, LLC	$0.3M	14K	0.1%
INSIGNEO ADVISORY SERVICES, LLC	$0.7M	33K	0.1%
ASHTON THOMAS PRIVATE WEALTH, LLC	$0.9M	43K	0.0%
NEWEDGE ADVISORS, LLC	$5.8M	278K	0.0%
EQUITABLE HOLDINGS, INC.	$1.9M	91K	0.0%
PARK SQUARE FINANCIAL GROUP, LLC	$0.0M	0K	0.0%
COPPELL ADVISORY SOLUTIONS LLC	$0.0M	2K	0.0%
MODERN WEALTH MANAGEMENT, LLC	$0.4M	20K	0.0%
WELLS FARGO & COMPANY/MN	$0.0M	0K	0.0%
UBS GROUP AG	$0.0M	1K	0.0%
GEOWEALTH MANAGEMENT, LLC	$0.1M	4K	0.0%
SUSQUEHANNA INTERNATIONAL GROUP, LLP	$0.3M	12K	0.0%
LPL FINANCIAL LLC	$1.5M	73K	0.0%
WAGNER WEALTH MANAGEMENT, LLC	$0.0M	0K	0.0%
CITADEL ADVISORS LLC	$0.8M	36K	0.0%
RAYMOND JAMES FINANCIAL INC	$3.0M	143K	0.0%

Ticker	Exchange	Security	Similarity Score	Common Holders	Total Holders
DMBS	US	DOUBLELINE MORTGAGE ETF	0.047	2	43
FTHI	US	FTHI/FIRST TRUST EXCHANGE-TR	0.018	2	112
FTSM	US	FIRST TRUST ENH SHORT MAT FD	0.006	2	326
USFR	US	WISDOMTREE FLOATING RATE TRE	0.005	2	402
SPIB	US	SPDR PORT INT CORP BOND ETF	0.005	2	429
RDVY	US	FIRST TRUST RISING DIVIDEND	0.004	2	471
FANG	US	DIAMONDBACK ENERGY INC	0.002	2	886
AXP	US	AMERICAN EXPRESS CO	0.001	2	1902
XOM	US	EXXON MOBIL CORP	0.001	3	2959
V	US	VISA INC-CLASS A SHARES	0.001	3	3025
MSFT	US	MICROSOFT CORP	0.001	4	4177
JPM	US	JPMORGAN CHASE & CO	0.001	3	3229
GOOGL	US	ALPHABET INC-CL A	0.001	3	3527
NVDA	US	NVIDIA CORP	0.001	3	3653
AAPL	US	APPLE INC	0.001	3	3956
AMZN	US	AMAZON.COM INC	0.001	3	3975
WMT	US	WALMART INC	0.001	2	2762
GOOG	US	ALPHABET INC-CL C	0.001	2	3169
META	US	META PLATFORMS INC-CLASS A	0.001	2	3331