FIRST TRUST SENIOR LOAN ETF - Security Detail

Period	Total Value	Value Change	Total Holders	Holder Change
2024-06-30	$1.59B	-	328	-
2024-09-30	$1.47B	-7.5%	315	-4.0%
2024-12-31	$1.40B	-4.6%	257	-18.4%

Institution	Value	Shares	% of Portfolio
TOWER WEALTH PARTNERS, INC.	$11.5M	248K	6.0%
FLAHARTY ASSET MANAGEMENT, LLC	$34.9M	755K	5.1%
FAIRWAY FINANCIAL, LLC	$5.3M	114K	4.8%
LITTLE HARBOR ADVISORS, LLC	$7.0M	151K	4.1%
VIRTUE CAPITAL MANAGEMENT, LLC	$19.8M	427K	4.0%
FAIRVOY PRIVATE WEALTH, LLC	$11.9M	257K	3.2%
ODER INVESTMENT MANAGEMENT, LLC	$2.9M	63K	2.5%
FIRST FINANCIAL GROUP CORP	$2.2M	47K	2.5%
RPG FAMILY WEALTH ADVISORY, LLC	$6.3M	136K	2.2%
INTEGRITY FINANCIAL CORP /WA	$3.9M	84K	2.2%
PUFF WEALTH MANAGEMENT, LLC	$1.2M	25K	2.1%
HIKARI TSUSHIN, INC.	$26.4M	570K	1.9%
ASPEN INVESTMENT MANAGEMENT INC	$3.8M	81K	1.8%
HARBOR ADVISORY CORP /MA/	$5.4M	116K	1.8%
BLACKHAWK CAPITAL PARTNERS LLC.	$3.4M	72K	1.7%
BULLSEYE INVESTMENT MANAGEMENT, LLC	$2.4M	52K	1.6%
ONE CAPITAL MANAGEMENT, LLC	$47.0M	1,016K	1.6%
LEGACY INVESTMENT SOLUTIONS, LLC	$2.3M	50K	1.5%
LEGACY WEALTH MANAGMENT, LLC/ID	$2.3M	50K	1.5%
CLEAR POINT ADVISORS INC.	$1.7M	36K	1.4%
ADAMS WEALTH MANAGEMENT	$7.1M	154K	1.4%
CACHETECH INC.	$7.1M	154K	1.3%
TWIN PEAKS WEALTH ADVISORS, LLC	$2.8M	60K	1.2%
MIDWEST HERITAGE BANK, FSB	$2.5M	54K	1.2%
PVG ASSET MANAGEMENT CORP	$0.2M	5K	1.1%

Ticker	Exchange	Security	Similarity Score	Common Holders	Total Holders
USG	US	USCF GOLD STRATEGY PLUS INCO	0.200	2	10
JULJ	US	INNOV PREM INC 30 BARR-JULY	0.143	2	14
BSGM	US	BIOSIG TECHNOLOGIES INC	0.095	2	21
SPUU	US	DIREXION DLY S&P 500 BULL 2X	0.091	2	22
XCCC	US	BONDBLOXX-CCC-USD HY CORP BD	0.091	2	22
NEOV	US	NEOVOLTA INC	0.067	2	30
AGGH	US	SIMPLIFY AGGREGATE BOND ETF	0.059	2	34
ETHU	US	2X ETHER ETF	0.056	2	36
FTHY	US	FIRST TRUST HI YLD OPP 2027	0.043	3	70
BUFQ	US	FT VST LAD NSDQ BUF ETF-USDI	0.039	4	102
BUFT	US	FT VEST BUFFERED ALLOCATION	0.038	2	52
PHYL	US	PGIM ACTIVE HIGH YIELD BOND	0.036	2	56
FLRT	US	PACER PACIFIC ASSET FLOATING	0.031	2	64
ISCB	US	ISHARES MORNINGSTAR SM CAP	0.029	2	69
CLOA	US	ISHARES AAA CLO ACT ETF-USDI	0.029	2	69
HIGH	US	SIMPLIFY ENHANCED INCOME ETF	0.028	2	71
SVOL	US	SIMPLIFY VOLATILITY PREMIUM	0.027	2	73
FDEC	US	FT VEST U.S. EQUITY BUFFER E	0.027	3	113
FNOV	US	FT VEST US EQUITY BUFFER ETF	0.025	3	118
RSPD	US	INVESCO S&P 500 EQUAL WEIGHT	0.025	2	79
BUFD	US	FT VST LAD DEEP BUF ETF-USDI	0.025	3	121
ECC	US	EAGLE POINT CREDIT CO INC	0.024	2	82
DFEB	US	FT VEST U.S. EQUITY DEEP BUF	0.024	2	82
IVOL	US	QUADRATIC INT RTE VOL INFL H	0.024	2	83
FIIG	US	FT INTERMED DUR IG CORP ETF	0.024	2	84